Forms and Documents | Help and Support - HSBC Broking

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Help and support
Forms and documents

The forms and documents available here are for use by customers of the following firms only:

HSBC Broking Services (Asia) Limited [HCBS]
HSBC Broking Securities (Asia) Limited [HCBO]
HSBC Broking Futures (Asia) Limited [HCBF]
HSBC Broking Forex (Asia) Limited [HFOA]

For HSBC retail banking customers, please click here to download the appropriate instruction form.

Select the service you need

Account opening View more information about account opening
Change of customer information View more information about change of customer information
Common Reporting Standard (CRS) View more information about CRS
Digital services View more information about digital services
Account closure View more information about account closure
Customer Risk Profiling Questionnaire (CRPQ) View more information about CRPQ
Bereavement Guide View more information about Bereavement Guide

Select the investment information you want to know

Trading hours View more information about trading hours
Product factsheets View more information about product factsheets

Terms of business

Customer Agreement with HSBC Broking Securities (Asia) Limited

Fees and charges

Fees and charges (Effective Date: 29 July 2024) Download

Disclosure of Sales Related Information

Disclosure of Sales Related Information [PDF] Download

The Notice relating to the Personal Data (Privacy) Ordinance

Account opening

Interested in professional account executives' services? Please click here.

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Non Face-to-face Account Opening

Points to Note for Non Face-to-face Account Opening (Individual/Joint Account – Mailing Approach for Hong Kong Permanent Resident) Download

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Account closure

Account Closure Form [PDF] Download

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Bereavement Guide

Bereavement Guide [PDF] Download

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Change of customer information

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Common Reporting Standard (CRS)

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Customer Risk Profiling Questionnaire (CRPQ)

Sample of Customer Risk Profiling Questionnaire (“CRPQ”) [PDF] Download

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Digital services

Digital Trading Services

eStatement/eAdvice

Electronic notifications

Change of SMS Notifications Request Form [PDF] Download

Trading hours

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Supplemental Letter

IPO Supplemental Letter for Cash Clients and Margin Financing Clients Download

Product factsheets

Shanghai and Shenzhen Stock Connect (China Connect)

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